Broker Check


James Aoki



In 1979 I began in the Insurance Services Industry hired with Prudential Insurance Company of America at a district office in Santa Barbara.  The experience and growth led to management and sales into multiple insurance markets.  Prudential was the largest Insurance Carrier in the U.S. at that time and they were converging into other Financial Services such as the Securities Market.    I held a restrictive position as captive Agent and Registered Representative with Prudential - Bache Financial Services.   

In 1985, I established JIA Brokerage Services to independently broker products and services best suited for a client rather than one company for all clients.  

Independent Insurance Broker
(licensed # 0569314 and insured since 1979)
Life Agent,
Fire & Casualty Broker-Agent, and
Variable Contracts.
Appointments are with multiple Insurance Carriers nationwide.

Registered Representative with Fortune Financial Services, Inc.
Member FINRA and SIPC (licensed and insured since 1985)
Series 6 (Investment Company and Variable Contracts Products Representative)
Series 7 (General Securities Representative)
Series 24 (General Securities Principal)